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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-09-04
  • ME RA
    APPROVED
    Since 2024-09-04

Branch Locations

24 Bay View St Suite 2, Camden, ME 04843 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

24 Bay View St Suite 2, Camden, ME 04843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dr. Peter Tureck- Workers Compensation Camden ME 06/2016 10/2018
18 Central Restaurant Rockport ME 06/2017 11/2019
Long Grain Restaurant Camden ME 06/2019 Present
Ameriprise Financial Services, Llc Camden ME 08/2021 09/2024
Lpl Financial Llc Camden ME 09/2024 Present
  • 06/2016 → 10/2018
    Dr. Peter Tureck- Workers Compensation
    Camden, ME
  • 06/2017 → 11/2019
    18 Central Restaurant
    Rockport, ME
  • 06/2019 → Present
    Long Grain Restaurant
    Camden, ME
  • 08/2021 → 09/2024
    Camden, ME
  • 09/2024 → Present
    Camden, ME
Previous Registrations
Other Businesses

1- 08/2024 / Bayview Financial / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 8 hrs during trading 2- 08/2024 / Long Grain restaurant / Outside/W-2 Employment / Non Inv Rltd / 60 hrs mnth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-18
  • S66 Uniform Combined State Law Examination
    2021-12-18

View on SEC IAPD

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