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Olivia Lee Wood

Rbc Capital Markets, LLC

Saratoga Springs, NY

Brant Lake, NY

CRD 7437392

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-11
VI RA APPROVED 2023-09-11
NY RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-11
  • VI RA
    APPROVED
    Since 2023-09-11
  • NY RA
    APPROVED
    Since 2023-09-05

Branch Locations

18 Division Street Suite 208, Saratoga Springs, NY 12866 • United States

Brant Lake, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Glens Falls NY 09/2021 Present
The Lazy Moose Garden Market Brant Lake NY 04/2016 09/2021
Adirondack Wellness Group Queensbury NY 10/2019 06/2021
Aim Services Saratoga Springs NY 09/2018 11/2019
  • 09/2021 → Present
    Rbc Capital Markets, Llc
    Glens Falls, NY
  • 04/2016 → 09/2021
    The Lazy Moose Garden Market
    Brant Lake, NY
  • 10/2019 → 06/2021
    Adirondack Wellness Group
    Queensbury, NY
  • 09/2018 → 11/2019
    Aim Services
    Saratoga Springs, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2023-09-05
Other Names
  • Olivia Lee Evans

View on SEC IAPD

Nearby Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC

Nearby Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN

Nearby Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY

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