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Olivia Lee Wood

Rbc Capital Markets, LLC

Saratoga Springs, NY

Brant Lake, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-11
VI RA APPROVED 2023-09-11
NY RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-11
  • VI RA
    APPROVED
    Since 2023-09-11
  • NY RA
    APPROVED
    Since 2023-09-05

Branch Locations

18 Division Street Suite 208, Saratoga Springs, NY 12866 • United States

Brant Lake, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Glens Falls NY 09/2021 Present
The Lazy Moose Garden Market Brant Lake NY 04/2016 09/2021
Adirondack Wellness Group Queensbury NY 10/2019 06/2021
Aim Services Saratoga Springs NY 09/2018 11/2019
  • 09/2021 → Present
    Rbc Capital Markets, Llc
    Glens Falls, NY
  • 04/2016 → 09/2021
    The Lazy Moose Garden Market
    Brant Lake, NY
  • 10/2019 → 06/2021
    Adirondack Wellness Group
    Queensbury, NY
  • 09/2018 → 11/2019
    Aim Services
    Saratoga Springs, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2023-09-05
Other Names
  • Olivia Lee Evans

View on SEC IAPD

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JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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