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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
FL RA APPROVED 2024-05-13
  • TX RA
    APPROVED
    Since 2024-05-30
  • FL RA
    APPROVED
    Since 2024-05-13

Branch Locations

15301 Amberly Dr, Tampa, FL 33647 • United States

100 N Westshore Blvd, Tampa, FL 33609 • United States

9385 N 56Th St, Temple Terrace, FL 33617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T3 Trading Group, Llc New York NY 09/2021 03/2022
Tampa Catholic Highschool Tampa FL 08/2016 06/2021
Armstrong Tutoring Tampa FL 10/2019 05/2022
Thrivent Investment Management Inc Lakeland FL 05/2022 08/2023
Thrivent Financial Appleton WI 05/2022 11/2022
Thrivent Financial Appleton WI 11/2022 08/2023
Horace Mann Educators Springfield IL 08/2023 04/2024
Horace Mann Investors, Inc Springfield IL 08/2023 04/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Temple Terrace FL 04/2024 Present
Quality Counts Tampa FL 02/2022 06/2022
Bank Of America, N.A. Temple Terrace FL 06/2024 Present
  • 09/2021 → 03/2022
    T3 Trading Group, Llc
    New York, NY
  • 08/2016 → 06/2021
    Tampa Catholic Highschool
    Tampa, FL
  • 10/2019 → 05/2022
    Armstrong Tutoring
    Tampa, FL
  • 05/2022 → 08/2023
    Lakeland, FL
  • 05/2022 → 11/2022
    Thrivent Financial
    Appleton, WI
  • 11/2022 → 08/2023
    Thrivent Financial
    Appleton, WI
  • 08/2023 → 04/2024
    Horace Mann Educators
    Springfield, IL
  • 08/2023 → 04/2024
    Springfield, IL
  • 04/2024 → Present
    Temple Terrace, FL
  • 02/2022 → 06/2022
    Quality Counts
    Tampa, FL
  • 06/2024 → Present
    Bank Of America, N.A.
    Temple Terrace, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-30
  • S66 Uniform Combined State Law Examination
    2022-06-30
Other Names
  • Anthony Dante Cappelluzzi
  • Anthony Cappelluzzi

View on SEC IAPD

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