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620 South Main Street, Bountiful, UT 84010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-03 |
| AZ | RA | APPROVED | 2023-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Mesa | AZ | 09/2021 | 07/2023 |
| City Of Tempe Police Department | Tempe | AZ | 11/2014 | Present |
| World Financial Group | Mesa | AZ | 07/2021 | 07/2023 |
| Verity Investments, Inc. | Durham | NC | 08/2023 | Present |
| Summit Global Investments | Bountiful | UT | 07/2023 | Present |
1) City of Tempe Police Department; Not investment-related; Tempe, AZ; Public Safety, Employee; Police Officer; 11/2014; 40 hours per month; 10 during market hours; Apprehend dangerous felons and enforce local law and city ordinances. 2) World Financial Group, Inc.; Not investment-related; Johns Creek, GA; Insurance agency; Contractor; Senior marketing director; 07/2021; 20 hours per month; 20 during market hours; Sell life insurance and annuities. 3) Philadelphia America Life Insurance, Inc.; Not investment-related; Houston, TX; Insurance agency; Contractor; Agent; 11/2022; 5 hours per month; 5 during market hours; Refer clients who want private health insurance. 4) Summit Global Investments, LLC.; Investment-related; Bountiful, UT; Registered Investment Adviser; Contractor; Investment Advisor Representative; 07/2023; 20 hours per month; 20 during market hours; Advise clients on investment related products. 5) Michael Bloomer, LLC.; Not investment-related; Gilbert, AZ; Pass-through entity; Partner; Member/Manager; 09/2021 20 hrs/month, 0 hours per month; 0 during market hours; Administrative duties. 6) ATM Property Management, LLC.; Not investment-related; Gilbert, AZ; Rental Management; Partner; Member/Manager; 11/2021; 20 hours per month; 20 during market hours; Owning and operating rentals.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-25 |
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