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Katherine E Keeler

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reno, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-06-15
TX RA APPROVED 2023-06-15
  • NV RA
    APPROVED
    Since 2023-06-15
  • TX RA
    APPROVED
    Since 2023-06-15

Branch Locations

5370 Kietzke Ln, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Title Boxing Club Overland Park KS 05/2015 03/2017
Nebraska Furniture Mart Overland Park KS 08/2018 07/2021
Unemployed Overland Park KS 04/2017 07/2018
Fidelity Investments Reno NV 07/2021 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reno NV 05/2023 Present
Johnson County Community College Overland Park KS 06/2016 12/2020
University Of Kansas Lawrence KS 08/2016 07/2018
Bank Of America, N.A. Reno NV 06/2023 Present
  • 05/2015 → 03/2017
    Title Boxing Club
    Overland Park, KS
  • 08/2018 → 07/2021
    Nebraska Furniture Mart
    Overland Park, KS
  • 04/2017 → 07/2018
    Unemployed
    Overland Park, KS
  • 07/2021 → 05/2023
    Fidelity Investments
    Reno, NV
  • 05/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Reno, NV
  • 06/2016 → 12/2020
    Johnson County Community College
    Overland Park, KS
  • 08/2016 → 07/2018
    University Of Kansas
    Lawrence, KS
  • 06/2023 → Present
    Bank Of America, N.A.
    Reno, NV
Previous Registrations
  • 2022-12-21 → 2023-05-23
    Fidelity Personal And Workplace Advisors
    Reno, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2022-05-13
  • S66 Uniform Combined State Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2022-05-13
Other Names
  • Katherine Elizabeth Keeler
  • Katherine Keeler

View on SEC IAPD

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Other Investors

LEONARD R WOHLETZ
ANGEL MARIE SANDOVAL
RYAN SCOTT GROSS
JAMES WARREN FRIEDLAN
SUNTALEE KOOZER
MITCHELL J MOUNTAIN
Alexander Mallett
Jared D Marchegger

Other Offices

MORGAN STANLEY · Reno, NV
EDWARD JONES · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV
DISCRETIONARY INC. · RENO, NV

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