Yu Yan He

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2022
  Citibank N.A.
  Monterey Park, CA
• 04/2023 → Present
  Morgan Stanley
  Irvine, CA
• 03/2022 → 04/2023
  Citibank N.A.
  Rowland Heights, CA

Previous Registrations

• 2022-02-07 → 2023-04-11
  Citigroup Global Markets Inc.
  San Gabriel, CA
  Fountain Valley, CA
  Rowland Heights, CA
  Fresno, CA
  San Antonio, TX
  Fountain Valley, CA
  San Antonio, TX
  Fresno, CA
  San Gabriel, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-10-21

Other Names

• Yu Yan He
• Jenn He
• Yu He
• Yuyan He