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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-21
TX RA APPROVED 2021-12-20
  • FL RA
    APPROVED
    Since 2021-12-21
  • TX RA
    APPROVED
    Since 2021-12-20

Branch Locations

West Palm Beach, FL • United States

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 08/2021 Present
J.P. Morgan Securities Llc Palm Beach Gardens FL 08/2021 Present
Jpmorgan Chase Chicago IL 02/2013 08/2021
  • 08/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 08/2021 → Present
    Palm Beach Gardens, FL
  • 02/2013 → 08/2021
    Jpmorgan Chase
    Chicago, IL
Other Businesses

Effective 8/30/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-18
  • S66 Uniform Combined State Law Examination
    2021-12-18

View on SEC IAPD

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