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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-21 |
| NC | RA | APPROVED | 2021-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Statesville | NC | 08/2021 | Present |
| Wells Fargo Bank | Winston-Salem | NC | 02/2010 | 08/2021 |
| Bank Of America, N.A. | Statesville | NC | 11/2021 | Present |
I*1410277 For profit or not for profit: Entity Charitable Name of outside business organization: Rescue Ranch Investment related: No Address of business: Statesville, North Carolina 28625 Position, title, association: Board Member Start date of relationship: 7/28/2023 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 2 Duties: Rescue Ranch is a humane education center in the heart of Iredell County, NC that provides sanctuary and permanent residency to more than 80 rescued animals. These animals all have a story to share as they came to the Ranch from situations like neglect, hoarding, or owner surrender. They are affectionately known as Rescue Ranch's animal ambassadors; and are an integral component of our humane education programs. Our educational programs incorporate hands-on learning to support our mission of promoting compassion and respect for all animals. We specialize in humane education programs for youth and families. We offer camps, field trips, scout programs, and more! When you attend one of our programs, you will learn about responsible pet ownership, empathy and compassion for animals, how animals survive in the wild, and other fun facts about our Animal Ambassadors. My role on the board will be to over see the governance of the Ranch and the Executive Director. I*2236290 Entity Type: Entity Charitable Name of OBA: Hospice & Palliative Care of Iredell County Address: Statesville, North Carolina, 28625 Investment Related: No Position, Title, Association: Board Member Employee State Date: 03/24/2025 No Hours: 5 Monthly No Hours during Trading: 0 Duties: A community-based nonprofit organization, Hospice & Palliative Care of Iredell County provides physical, social, emotional and spiritual support for those with life-limiting illnesses as well as assistance with pain and symptom management for those with chronic conditions. The mission of Hospice & Palliative Care of Iredell County is to honor life by providing extraordinary care with compassion, comfort and dignity to our patients, families and community. The role that is asked of me, would be to serve on the full board for Hospice & Palliative Care of Iredell County. I*: 2390267 Entity Type: Charitable Name of OBA: Rotary Club of Statesville Address: Statesville, NC 28677 Investment Related: No Position, Title, Association: Board member Employee Start Date: 04/16/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 1 hr wkly Duties: Rotary Clubs are volunteer organizations dedicated to providing service to others, promoting high ethical standards, and advancing world understanding and peace. The Rotary Club of Statesville, is a civic organization that meets weekly to fellowship and serve in the local community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-10 |
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