Samuel Perrin

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Clyde Ferraro & Co Llp (Cpa Firm)
  Dubois, PA
• 09/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: CLYDE FERRARO & CO LLP; INVESTMENT RELATED: NO; ADDRESS: 75 LARSEN DRIVE, DUBOIS, PA 15801; NATURE OF BUSINESS: TAX AND AUDIT COMPLIANCE WORK; START DATE: 09/2007; POSITION/TITLE/RELATIONSHIP: PARTNER / CPA; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: TAX AND AUDIT COMPLIANCE WORK, LIMITED POWER OF ATTORNEY TO SPEAK TO THE IRS ON CLIENT'S BEHALF; 2. NAME OF OTHER BUSINESS: BROCKWAY AREA AMBULANCE SERVICE; INVESTMENT RELATED: NO; ADDRESS: 1147 CHERRY ST, BROCKWAY, PA 15824; NATURE OF BUSINESS: AMBULANCE SERVICE; START DATE: 10/2007; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE CHAIRMAN; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FIRST CONTACT FOR OUR INVESTMENT ADVISOR AT JANNEY MONTGOMERY. TOGETHER WITH JANNEY MONTGOMERY WE DEVELOPED AN INVESTMENT POLICY STATEMENT. PREPARE AN ANNUAL OPERATING BUDGET THAT IS FORMALLY APPROVED BY THE BROAD BOARD; 3. NAME OF OTHER BUSINESS: DUBOIS CENTRAL CATHOLIC INVESTMENT RELATED: NO; ADDRESS: 200 CENTRAL CHRISTIAN RD, DUBOIS, PA 15801; NATURE OF BUSINESS: RELIGIOUS; START DATE: 07/2018; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT ROLE, HELP OUT WITH THE BUDGET; 4. NAME OF OTHER BUSINESS: BUCKTAIL COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 209 1ST STREET, DUBOIS, PA 15801; NATURE OF BUSINESS: BOY SCOUTS; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: AT LARGE BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CHECK SIGNING CAPABILITIES, NO ACCESS TO CHECKBOOK. REVIEW INVOICES AND SIGN CHECKS. CHECKS REQUIRE TWO SIGNATURES FOR AMOUNTS OVER $500;

Exams

• S66 Uniform Combined State Law Examination
  2021-11-11