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Joanna Morrison

Ubs Financial Services Inc.

Chicago, IL

Clarendon Hills, IL

CRD 7436007

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-27
  • IL RA
    APPROVED
    Since 2022-07-27

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Clarendon Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Chicago IL 10/2021 Present
Schiff Hardin Llp Chicago IL 06/2018 09/2021
Winston & Strawn Llp Chicago IL 04/2017 06/2018
Honigman Miller Schwartz & Cohn Llp Bloomfield Hills MI 10/2015 03/2017
  • 10/2021 → Present
    Ubs
    Chicago, IL
  • 06/2018 → 09/2021
    Schiff Hardin Llp
    Chicago, IL
  • 04/2017 → 06/2018
    Winston & Strawn Llp
    Chicago, IL
  • 10/2015 → 03/2017
    Honigman Miller Schwartz & Cohn Llp
    Bloomfield Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-22
  • S66 Uniform Combined State Law Examination
    2022-07-22

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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