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Inactive

Anna Yu

Certuity, LLC

San Francisco, CA

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Current Employers
Certuity, Llc

1295 Us Highway One Third Floor, North Palm Beach, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-19
  • CA RA
    APPROVED
    Since 2023-05-19

Branch Locations

One Letterman Drive Suite D4900, San Francisco, CA 94129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Palo Alto CA 09/2015 04/2023
Certuity, Llc San Francisco CA 05/2023 Present
  • 09/2015 → 04/2023
    First Republic Securities Company, Llc
    Palo Alto, CA
  • 05/2023 → Present
    Certuity, Llc
    San Francisco, CA
Previous Registrations
  • 2021-12-20 → 2023-05-19
    J.P. Morgan Private Wealth Advisors Llc
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17

View on SEC IAPD

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