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Shivam Patel

Wells Fargo Clearing Services, LLC

Dallas, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-01
MO RA APPROVED 2022-07-15
  • TX RA
    APPROVED
    Since 2022-11-01
  • MO RA
    APPROVED
    Since 2022-07-15

Branch Locations

100 Crescent Ct Ste 1400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St Louis MO 08/2021 Present
Wells Fargo Bank St Louis MO 07/2021 Present
Gt Entrepreneurs Pittsburgh PA 05/2019 08/2019
Abercrombie & Fitch Langhorne PA 06/2018 08/2018
Univ Of Pittsburgh Pittsburgh PA 08/2017 05/2021
Unemployed N/A NJ 01/2011 06/2017
  • 08/2021 → Present
    Wells Fargo Clearing Services
    St Louis, MO
  • 07/2021 → Present
    Wells Fargo Bank
    St Louis, MO
  • 05/2019 → 08/2019
    Gt Entrepreneurs
    Pittsburgh, PA
  • 06/2018 → 08/2018
    Abercrombie & Fitch
    Langhorne, PA
  • 08/2017 → 05/2021
    Univ Of Pittsburgh
    Pittsburgh, PA
  • 01/2011 → 06/2017
    Unemployed
    N/A, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15

View on SEC IAPD

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