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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
  • TX RA
    APPROVED
    Since 2023-02-14

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Church In Austin Austin TX 05/2019 08/2019
Ruffalo Noel Levitz Austin TX 08/2018 05/2019
Church In Austin Austin TX 05/2020 08/2020
Charles Schwab & Co., Inc. Westlake TX 08/2022 Present
N/A Carrollton TX 11/2012 08/2018
N/A Austin TX 08/2019 05/2020
N/A Carrollton TX 08/2020 08/2022
  • 05/2019 → 08/2019
    Church In Austin
    Austin, TX
  • 08/2018 → 05/2019
    Ruffalo Noel Levitz
    Austin, TX
  • 05/2020 → 08/2020
    Church In Austin
    Austin, TX
  • 08/2022 → Present
    Westlake, TX
  • 11/2012 → 08/2018
    N/A
    Carrollton, TX
  • 08/2019 → 05/2020
    N/A
    Austin, TX
  • 08/2020 → 08/2022
    N/A
    Carrollton, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-14
  • S66 Uniform Combined State Law Examination
    2023-02-14

View on SEC IAPD

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