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David Malcolm Forrest

Riverfront Investment Group, LLC

Richmond, VA

CRD 7435469

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Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-06-03
  • VA RA
    APPROVED
    Since 2022-06-03

Branch Locations

1214 East Cary Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc. Denver CO 08/2021 05/2026
Riverfront Investment Group Richmond VA 08/2021 08/2025
Capital One Mclean VA 07/2020 05/2021
Virginia Tech Blacksburg VA 08/2019 05/2020
Riverfront Investment Group Richmond VA 05/2019 08/2019
Virginia Tech Blacksburg VA 08/2018 05/2019
Virginia Department Of Transportation Richmond VA 06/2018 08/2018
Virginia Tech Blacksburg VA 08/2017 05/2018
Dave's Auto Spa Midlothian VA 07/2017 08/2017
Salisbury Country Club Midlothian VA 05/2017 07/2017
Virginia Tech Blacksburg VA 08/2016 05/2017
Riverfront Investment Group Richmond VA 08/2025 Present
  • 08/2021 → 05/2026
    Alps Distributors, Inc.
    Denver, CO
  • 08/2021 → 08/2025
    Riverfront Investment Group
    Richmond, VA
  • 07/2020 → 05/2021
    Capital One
    Mclean, VA
  • 08/2019 → 05/2020
    Virginia Tech
    Blacksburg, VA
  • 05/2019 → 08/2019
    Riverfront Investment Group
    Richmond, VA
  • 08/2018 → 05/2019
    Virginia Tech
    Blacksburg, VA
  • 06/2018 → 08/2018
    Virginia Department Of Transportation
    Richmond, VA
  • 08/2017 → 05/2018
    Virginia Tech
    Blacksburg, VA
  • 07/2017 → 08/2017
    Dave's Auto Spa
    Midlothian, VA
  • 05/2017 → 07/2017
    Salisbury Country Club
    Midlothian, VA
  • 08/2016 → 05/2017
    Virginia Tech
    Blacksburg, VA
  • 08/2025 → Present
    Riverfront Investment Group
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
  • S66 Uniform Combined State Law Examination
    2022-04-08
Other Names
  • David Malcolm Forrest
  • David Forrest

View on SEC IAPD

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