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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-26
ME RA APPROVED 2022-12-21
CT RA APPROVED 2022-01-14
  • TX RA
    APPROVED_RES
    Since 2024-08-26
  • ME RA
    APPROVED
    Since 2022-12-21
  • CT RA
    APPROVED
    Since 2022-01-14

Branch Locations

One Monarch Place Suite 720, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Andre's Healthcare Biddeford ME 08/2021 10/2021
Maplewood Rehabilitation Center Amesbury MA 07/2020 08/2021
Ochsner Healthcare New Orleans LA 05/2019 10/2020
Alpha Rehabilitation New Orleans LA 07/2020 10/2020
Student New Orleans LA 07/2016 05/2019
Ubs Financial Services, Inc. Springfield MA 10/2021 Present
  • 08/2021 → 10/2021
    St. Andre's Healthcare
    Biddeford, ME
  • 07/2020 → 08/2021
    Maplewood Rehabilitation Center
    Amesbury, MA
  • 05/2019 → 10/2020
    Ochsner Healthcare
    New Orleans, LA
  • 07/2020 → 10/2020
    Alpha Rehabilitation
    New Orleans, LA
  • 07/2016 → 05/2019
    Student
    New Orleans, LA
  • 10/2021 → Present
    Springfield, MA
Other Businesses

Longmeadow Capital Planning Committee; Longmeadow, Massachusetts 01106; Governmental Entity; Select Board; The Capital Planning Committee solicits and reviews capital requests from all town departments and submits to the Select Board a recommendation of capital items to be funded from the Capital Stabilization Fund.; Advisor or advisory group member if advice given may influence an officer/board; Meet regularly from October to February preparing recommendations to the Select Board prior to Spring Annual Meeting.; Start date: 10/1/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-14
  • S66 Uniform Combined State Law Examination
    2022-01-14

View on SEC IAPD

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