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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-22
  • TX RA
    APPROVED
    Since 2025-12-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 09/2012 12/2025
J.P. Morgan Chase Bank, N.A. Plano TX 11/2012 12/2025
Charles Schwab & Co., Inc. Westlake TX 12/2025 Present
Previous Registrations
  • 2012-10-01 → 2025-12-15
    Plano, TX
    New York, NY
    Arlington, TX
    Ft. Worth, TX
    Plano, TX
    Carrollton, TX
    Duncanville, TX
    Dallas, TX
    Cedar Hill, TX
    Arlington, TX
    Duncanville, TX
    Desoto, TX
    Midlothian, TX
    Lancaster, TX
    Dallas, TX
    Dallas, TX
    Arlington, TX
    Coppell, TX
    Carrollton, TX
    Carrollton, TX
    Lewisville, TX
    Dallas, TX
    Carrollton, TX
    Dallas, TX
    De Soto, TX
    Dallas, TX
    Dallas, TX
    Arlington, TX
    Grand Prairie, TX
    Grand Prairie, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
    Grand Prairie, TX
    Coppell, TX
    Grand Prairie, TX
    Arlington, TX
    Arlington, TX
    Dallas, TX
    Irving, TX
    Dallas, TX
    Coppell, TX
    Irving, TX
    Coppell, TX
    Flower Mound, TX
    Irving, TX
    Irving, TX
    Irving, TX
    Irving, TX
    Irving, TX
    Irving, TX
    Mansfield,, TX
    Arlington, TX
    Mansfield, TX
    Arlington, TX
    Arlington, TX
    Mansfield, TX
    Fort Worth, TX
    Arlington, TX
    Arlington, TX
    Mansfield, TX
    Arlington, TX
    San Antonio, TX
    Fort Worth, TX
    Arlington, TX
    Arlington, TX
    Garland, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Richardson, TX
    Richardson, TX
    Fort Worth, TX
    Fort Worth, TX
    Crowley, TX
    Fort Worth, TX
    Burleson, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Ft. Worth, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Plano, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Garland, TX
    Fort Worth, TX
    Grand Prairie, TX
    Dallas, TX
    Farmers Branch, TX
    St Augustine, FL
    Dallas, TX
    Mesquite, TX
    Balch Springs, TX
    Dallas, TX
    Mesquite, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Mesquite, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Mesquite, TX
    Balch Springs, TX
    Dallas, TX
    Mesquite, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Mesquite, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Farmers Branch, TX
    Addison, TX
    Richardson, TX
    Irving, TX
    Arlington, TX
    Irving, TX
    Grand Prairie, TX
    Euless, TX
    Arlington, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
    Irving, TX
    Arlington, TX
    Irving, TX
    Plano, TX
    Fort Worth, TX
    Odessa, TX
    Odessa, TX
    Midland, TX
    Midland, TX
    Mansfield, TX
    Mansfield, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Fort Worth, TX
    Ft. Worth, TX
    Fort Worth, TX
    Ft. Worth, TX
    Abilene, TX
    Fort Worth, TX
    Ft. Worth, TX
    Benbrook, TX
    Granbury, TX
    Saginaw, TX
    Fort Worth, TX
    Weatherford, TX
    Ft. Worth, TX
    Irving, TX
  • 2006-12-20 → 2012-10-01
    Chase Investment Services Corp.
    Grand Prairie, TX
    Cedar Hill, TX
    Bedford, TX
    Colleyville, TX
    Euless, TX
    Grapevine, TX
    Irving, TX
    Euless, TX
    Colleyville, TX
    Coppell, TX
    Farmers Branch, TX
    Dallas, TX
    Bedford, TX
    Carrollton, TX
    Dallas, TX
    Plano, TX
    Dallas, TX
    Irving, TX
    Addison, TX
    Dallas, TX
    Farmers Branch, TX
    Dallas, TX
    Dallas, TX
    Carrollton, TX
    Carrollton, TX
    Dallas, TX
    Dallas, TX
    Arlington, TX
    Plano, TX
    Coppell, TX
    Watauga, TX
    Carrollton, TX
    Denton, TX
    Irving, TX
    Irving, TX
    Dallas, TX
    Addison, TX
    Dallas, TX
    Coppell, TX
    Carrollton, TX
    The Colony, TX
    Denton, TX
    Highland Village, TX
    Carrollton, TX
    Carrollton, TX
    Irving, TX
    Irving, TX
    Farmers Branch, TX
    Irving, TX
    Irving, TX
    Coppell, TX
    Irving, TX
    Flower Mound, TX
    Lewisville, TX
    Denton, TX
    Hickory Creek, TX
    Lewisville, TX
    Farmers Branch, TX
    Denton, TX
    Lewisville, TX
    Dallas, TX
    Flower Mound, TX
    Irving, TX
    Coppell, TX
    Carrollton, TX
    Arlington, TX
    Coppell, TX
    Carrollton, TX
    Flower Mound, TX
    De Soto, TX
    Dallas, TX
    Desoto, TX
    Lancaster, TX
    Dallas, TX
    Dallas, TX
    Arlington, TX
    Grand Prairie, TX
    Coppell, TX
    Hurst, TX
    Grand Prairie, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
    North Richland Hills, TX
    Grand Prairie, TX
    Richland Hills, TX
    Arlington, TX
    Dallas, TX
    Dallas, TX
    De Soto, TX
    Dallas, TX
    Carrollton, TX
    Dallas, TX
    Lewisville, TX
    Willis, TX
    Carrollton, TX
    Carrollton, TX
    Coppell, TX
    Arlington, TX
    Dallas, TX
    Dallas, TX
    Lancaster, TX
    Midlothian, TX
    Desoto, TX
    Duncanville, TX
    Arlington, TX
    Cedar Hill, TX
    Dallas, TX
    Duncanville, TX
    Carrollton, TX
    Mckinney, TX
    Frisco, TX
    Plano, TX
    Plano, TX
    Mckinney, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-19
S63 Uniform Securities Agent State Law Examination 2005-03-23
  • S66 Uniform Combined State Law Examination
    2006-12-19
  • S63 Uniform Securities Agent State Law Examination
    2005-03-23
Designations
Other Names
  • Gary Chavda
  • Gaurav Chavda

View on SEC IAPD

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