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Ramon Ramos

Rbc Securities, Inc

Pacoima, CA

Los Angeles, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-10
  • CA RA
    APPROVED
    Since 2026-06-10

Branch Locations

Pacoima, CA • United States

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Securities, Inc Los Angeles CA 06/2026 Present
California Capital Management Burbank CA 09/2021 08/2023
Duncan Newman Associates Agura Hills CA 07/2021 09/2021
California State University, Northridge Northridge CA 08/2019 07/2021
J. Jones Construction And Welding San Fernando CA 05/2019 08/2019
Fedex Express North Hills CA 09/2018 06/2019
Jacobs Engineering Valley Glen CA 01/2018 09/2018
Industrial Metal Supply Sun Valley CA 10/2016 02/2018
Los Angeles Mission College Sylmar CA 08/2013 10/2016
Unemployed Pacoima CA 08/2023 03/2024
D. A. Davidson & Co. Pasadena CA 03/2024 10/2025
Lpl Financial Encino CA 10/2025 05/2026
  • 06/2026 → Present
    Rbc Securities, Inc
    Los Angeles, CA
  • 09/2021 → 08/2023
    California Capital Management
    Burbank, CA
  • 07/2021 → 09/2021
    Duncan Newman Associates
    Agura Hills, CA
  • 08/2019 → 07/2021
    California State University, Northridge
    Northridge, CA
  • 05/2019 → 08/2019
    J. Jones Construction And Welding
    San Fernando, CA
  • 09/2018 → 06/2019
    Fedex Express
    North Hills, CA
  • 01/2018 → 09/2018
    Jacobs Engineering
    Valley Glen, CA
  • 10/2016 → 02/2018
    Industrial Metal Supply
    Sun Valley, CA
  • 08/2013 → 10/2016
    Los Angeles Mission College
    Sylmar, CA
  • 08/2023 → 03/2024
    Unemployed
    Pacoima, CA
  • 03/2024 → 10/2025
    D. A. Davidson & Co.
    Pasadena, CA
  • 10/2025 → 05/2026
    Lpl Financial
    Encino, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-13
  • S66 Uniform Combined State Law Examination
    2024-12-13
Designations
Other Names
  • Ramon Jr Ramos

View on SEC IAPD

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