Elizabeth Rose Scott

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 02/2025
  Modern Woodmen Of America
  Rock Island, IL
• 09/2020 → 07/2021
  Guaranteed Rate
  Apex, NC
• 04/2018 → 08/2020
  Get Spiffy, Inc
  Durham, NC
• 01/2017 → 08/2018
  Ann Taylor Loft
  Durham, NC
• 09/2015 → 02/2017
  White House Black Market
  Morrisville, NC
• 07/2013 → 09/2017
  Unc Asheville
  Morrisville, NC
• 08/2021 → 02/2025
  Mwa Financial Services
  Rock Island, IL
• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 08/2015 → 07/2017
  Meredith College
  Raleigh, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-08
• S63 Uniform Securities Agent State Law Examination
  2024-06-10