Andre Stubbs

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-06-15

DC RA
APPROVED

Since 2022-06-15

Branch Locations

5701 Connecticut Ave Nw, Washington, DC 20015 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Washington	DC	08/2021	Present
Wells Fargo Bank, Na	Washington	DC	12/2013	Present
Consumer Direct Care Network	Washington	DC	03/2019	08/2021

08/2021 → Present

Wells Fargo Clearing Services, Llc

Washington, DC
12/2013 → Present

Wells Fargo Bank, Na

Washington, DC
03/2019 → 08/2021

Consumer Direct Care Network

Washington, DC

Other Businesses

3S STUBBS SUPPLY SHOP, LLC; NOT INV RELATED; MT. RAINIER, MD; 100% OWNERSHIP; 05/2025; 20 HOURS PER MONTH; NO HOURS DURING TRADING; PROVIDE COMMON HOUSEHOLD GOODS, CLOTHING, MUSIC, COLLECTIBLES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-17

S66 Uniform Combined State Law Examination

2021-12-17

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

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