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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-23
CA RA APPROVED 2024-07-19
TX RA APPROVED 2024-07-19
  • AZ RA
    APPROVED
    Since 2024-07-23
  • CA RA
    APPROVED
    Since 2024-07-19
  • TX RA
    APPROVED
    Since 2024-07-19

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2021 06/2024
Hicken Air Gilbert AZ 04/2021 07/2021
Cyracom Phoenix AZ 06/2020 04/2021
Paradise Valley School District Phoenix AZ 07/2019 05/2020
Sedona School District Sedona AZ 07/2018 09/2018
Colorado Springs School District 11 Colorado Springs CO 08/2016 01/2017
Bank Of America, N.A. Chandler AZ 08/2021 06/2024
J.P. Morgan Securities Llc Tempe AZ 07/2024 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 07/2024 Present
Unemployed Phoenix AZ 02/2017 06/2018
Unemployed Phoenix AZ 10/2018 06/2019
Prolific Queen Creek AZ 03/2026 Present
Sol Y Sazon Seasonal Kitchen Llc Queen Creek AZ 06/2026 Present
  • 08/2021 → 06/2024
    Chandler, AZ
  • 04/2021 → 07/2021
    Hicken Air
    Gilbert, AZ
  • 06/2020 → 04/2021
    Cyracom
    Phoenix, AZ
  • 07/2019 → 05/2020
    Paradise Valley School District
    Phoenix, AZ
  • 07/2018 → 09/2018
    Sedona School District
    Sedona, AZ
  • 08/2016 → 01/2017
    Colorado Springs School District 11
    Colorado Springs, CO
  • 08/2021 → 06/2024
    Bank Of America, N.A.
    Chandler, AZ
  • 07/2024 → Present
    Tempe, AZ
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 02/2017 → 06/2018
    Unemployed
    Phoenix, AZ
  • 10/2018 → 06/2019
    Unemployed
    Phoenix, AZ
  • 03/2026 → Present
    Prolific
    Queen Creek, AZ
  • 06/2026 → Present
    Sol Y Sazon Seasonal Kitchen Llc
    Queen Creek, AZ
Previous Registrations
Other Businesses

Entity Name: Sol Y Sazon Seasonal Kitchen LLC Investment related: No Address: Queen Creek, AZ Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 06/19/2026 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own the business and is a mobile food service business. Selling food items. No connection to JPM or the investment industry. Entity Name: Prolific Investment related: No Address: Prolific.com Nature of the other business: Data Collection Position/Title/Relationship: Employee/Contractor Start Date: 03/20/2026 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Is a website that pays to complete surveys in research studies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • Melissa Rosa-Rodriguez
  • Melissa Rodriguez
  • Melissa Rosarodriguez

View on SEC IAPD

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