Nicole C Chapple

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-08-17
TX	RA	APPROVED_RES	2023-08-17

CA RA
APPROVED

Since 2023-08-17
TX RA
APPROVED_RES

Since 2023-08-17

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	08/2021	Present
Wells Fargo	Atlanta	GA	09/2016	08/2021
Racetrac	Marietta	GA	05/2015	09/2016
Racetrac	Marietta	GA	06/2017	03/2018
Petsmart, Llc	Austell	GA	06/2015	09/2016
University Of Phoenix	Phoenix	AZ	08/2018	08/2022
Bank Of America, N.A.	Chandler	AZ	12/2023	Present

08/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
09/2016 → 08/2021

Wells Fargo

Atlanta, GA
05/2015 → 09/2016

Racetrac

Marietta, GA
06/2017 → 03/2018

Racetrac

Marietta, GA
06/2015 → 09/2016

Petsmart, Llc

Austell, GA
08/2018 → 08/2022

University Of Phoenix

Phoenix, AZ
12/2023 → Present

Bank Of America, N.A.

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-16

S66 Uniform Combined State Law Examination

2023-08-16

Other Names

Nicole Black