Rachel A Cardenas

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-16
IL	RA	APPROVED	2025-05-26

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	08/2021	Present
Kenosha Human Development Services	Kenosha	WI	10/2018	08/2021
Johnson Bank	Racine	WI	05/2018	10/2018
Children's Hospital Of Wisconsin - Community Services	Milwaukee	WI	01/2018	05/2018
Tcf Bank	Kenosha	WI	12/2016	01/2018
Menards, Inc.	Kenosha	WI	05/2013	01/2017
University Of Wisconsin Parkside	Kenosha	WI	09/2013	12/2017

08/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
10/2018 → 08/2021

Kenosha Human Development Services

Kenosha, WI
05/2018 → 10/2018

Johnson Bank

Racine, WI
01/2018 → 05/2018

Children's Hospital Of Wisconsin - Community Services

Milwaukee, WI
12/2016 → 01/2018

Tcf Bank

Kenosha, WI
05/2013 → 01/2017

Menards, Inc.

Kenosha, WI
09/2013 → 12/2017

University Of Wisconsin Parkside

Kenosha, WI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-24

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