Derek Russell Baker

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-05-16
IL	RA	APPROVED	2022-04-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	06/2021	Present
University Of Missouri	Columbia	MO	08/2017	05/2021
First State Community Bank	Columbia	MO	08/2020	03/2021
Curalinc Healthcare	Chicago	IL	06/2020	08/2020
Mbs Textbook Exchange	Columbia	MO	06/2018	07/2018
Villa Olivia Country Club	Bartlett	IL	08/2016	08/2017

06/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
08/2017 → 05/2021

University Of Missouri

Columbia, MO
08/2020 → 03/2021

First State Community Bank

Columbia, MO
06/2020 → 08/2020

Curalinc Healthcare

Chicago, IL
06/2018 → 07/2018

Mbs Textbook Exchange

Columbia, MO
08/2016 → 08/2017

Villa Olivia Country Club

Bartlett, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-27

Nearby Firms