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Joseph William Enderlin

Stephens

Little Rock, AR

CRD 7433598

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Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-12-16
TX RA APPROVED 2022-03-01
  • AR RA
    APPROVED
    Since 2025-12-16
  • TX RA
    APPROVED
    Since 2022-03-01

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Little Rock AR 08/2021 03/2024
Pleasant Valley Poa Little Rock AR 05/2014 06/2018
Fayetteville Athletic Club Fayetteville AR 06/2019 08/2019
Whiting Systems Alexander AR 04/2020 08/2020
Education Little Rock AR 08/2011 05/2017
University Of Arkansas Fayetteville AR 08/2017 05/2021
Stephens Inc. Austin TX 03/2024 12/2024
Stephens, Inc. Little Rock AR 12/2024 Present
  • 08/2021 → 03/2024
    Stephens Inc
    Little Rock, AR
  • 05/2014 → 06/2018
    Pleasant Valley Poa
    Little Rock, AR
  • 06/2019 → 08/2019
    Fayetteville Athletic Club
    Fayetteville, AR
  • 04/2020 → 08/2020
    Whiting Systems
    Alexander, AR
  • 08/2011 → 05/2017
    Education
    Little Rock, AR
  • 08/2017 → 05/2021
    University Of Arkansas
    Fayetteville, AR
  • 03/2024 → 12/2024
    Stephens Inc.
    Austin, TX
  • 12/2024 → Present
    Stephens, Inc.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2022-02-25

View on SEC IAPD

Nearby Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

More in Little Rock, AR

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