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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1930 Del Paso Road, Ste 122, Sacramento, CA 95834 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Sacramento CA 08/2021 Present
Jci Insurance Woodland CA 02/2021 08/2021
Avb Marketing Sacramento CA 02/2020 02/2021
California.DIrt San Diego CA 07/2019 01/2020
Yocha Dehe Golf Club Brooks CA 04/2018 07/2019
California State University Sacramento Sacramento CA 09/2012 06/2019
Valley Tire Center Woodland CA 06/2016 08/2017
Brown Financial Services Group Sacramento CA 09/2021 04/2022
Mariner Independent Advisor Network, Llc Sacramento CA 04/2022 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 08/2021 → Present
    Lpl Financial, Llc
    Sacramento, CA
  • 02/2021 → 08/2021
    Jci Insurance
    Woodland, CA
  • 02/2020 → 02/2021
    Avb Marketing
    Sacramento, CA
  • 07/2019 → 01/2020
    California.DIrt
    San Diego, CA
  • 04/2018 → 07/2019
    Yocha Dehe Golf Club
    Brooks, CA
  • 09/2012 → 06/2019
    California State University Sacramento
    Sacramento, CA
  • 06/2016 → 08/2017
    Valley Tire Center
    Woodland, CA
  • 09/2021 → 04/2022
    Brown Financial Services Group
    Sacramento, CA
  • 04/2022 → 07/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 12/08/2021 - BROWN FINANCIAL SERVICES GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SACRAMENTO, CA 2. 07/06/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-04
  • S66 Uniform Combined State Law Examination
    2022-04-04

View on SEC IAPD

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