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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-09 |
Branch Locations
1555 Iyannough Road, Hyannis, MA 02601 • United States
9 Twinings Lane Po Box 998, Orleans, MA 02662 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Hyannis | MA | 10/2021 | Present |
| Ellis Associates | South Orleans | MA | 11/2013 | Present |
| Kinlin Grover | Orleans | MA | 03/2017 | 08/2021 |
| J&H International | Pine Brook | NJ | 09/2017 | 04/2018 |
| Nylife Securities Llc | Hyannis | MA | 05/2022 | Present |
| Eagle Stratehies Llc | Hyannis | MA | 06/2023 | Present |
[Ellis Associates, LLC; This is a consulting business; It is not investment related; 19 Twinings Lane, South Orleans, Ma 02653; President and sole employee; Start date was Dec 2013; Time devoted is 2 hours per month. Zero hour are devoted during securities trading hours; I perform analysis for clients of allocation of retail space by business category.] [Rental Property - 19 Wesquansett Road; Rental property rented through VRBO ; 19 Wesquasett Road, South Orleans, Ma 02653; start date 10/2015; rental income; 2 hours per month, 0 hours during securities trading hours; 25% owner; real estate related] [Rental Property - 114 Red Fawn Road; Rented through VRBO; start date 02/2015; Rental Income; 2 hours per month, 0 hours during securities trading hours; real estate related]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-20 |
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