Justin Matthew Hess

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Tax & Financial Group
  Newport Beach, CA
• 04/2022 → 08/2023
  Securian Financial Services
  Saint Paul, MN
• 04/2022 → 08/2023
  Minnesota Life Insurance Company
  Saint Paul, MN
• 07/2021 → 03/2022
  The Bill Knoke Group
  San Juan Capistrano, CA
• 09/2019 → 03/2020
  Brown And Streza, Llp
  Irvine, CA
• 06/2019 → 09/2020
  Newport Rib Company
  Costa Mesa, CA
• 11/2014 → 11/2020
  National Junior Basketball
  Newport Beach, CA
• 05/2016 → 09/2020
  California's 48Th Congressional District (Ca-48)
  Costa Mesa, CA
• 03/2016 → 09/2017
  International Federation Of Pickleball (Ifp)
  Madrid
• 08/2015 → 06/2019
  Pitzer College
  Claremont, CA
• 02/2021 → 05/2021
  Unemployed
  Newport Beach, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-11-10 → 2023-08-10
  Securian Financial Services, Inc.
  Newport Beach, CA
  St. Paul, MN

Other Businesses

1) TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2022 ADDRESS: 4001 Macarthur Blvd, Ste 300, Newport Beach CA 92660, United States DESCRIPTION: On an as needed basis, sale of fixed risk products to clients as a part of normal consultations with prospective or existing clients 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2022-10-31

Other Names

• Justin Hess