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Caroline Palm

Strategic Advisers LLC

Eldersburg, MD

CRD 7433209

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-10-03
TX RA APPROVED 2025-10-03
  • MD RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED
    Since 2025-10-03

Branch Locations

Eldersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Switzerland Point Middle School Jacksonville FL 08/2018 07/2021
The Harbour School Owings Mills MD 08/2014 08/2018
Notre Dame Of Maryland University Baltimore MD 08/2014 08/2017
Fidelity Investments Jacksonville FL 08/2021 05/2023
Valic Financial Advisors, Inc. Linthicum Heights MD 06/2023 12/2023
Fidelity Investments Columbia MD 12/2023 Present
  • 08/2018 → 07/2021
    Switzerland Point Middle School
    Jacksonville, FL
  • 08/2014 → 08/2018
    The Harbour School
    Owings Mills, MD
  • 08/2014 → 08/2017
    Notre Dame Of Maryland University
    Baltimore, MD
  • 08/2021 → 05/2023
    Fidelity Investments
    Jacksonville, FL
  • 06/2023 → 12/2023
    Valic Financial Advisors, Inc.
    Linthicum Heights, MD
  • 12/2023 → Present
    Fidelity Investments
    Columbia, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-02
S63 Uniform Securities Agent State Law Examination 2022-02-08
  • S66 Uniform Combined State Law Examination
    2025-08-02
  • S63 Uniform Securities Agent State Law Examination
    2022-02-08
Other Names
  • Caroline Chaffee Palm
  • Caroline Emily Chaffee
  • Caroline Palm

View on SEC IAPD

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