Eduardo Jose Pou Monagas

Employer firm

Npa Asset Management, LLC CRD 131534

$1.06B regulatory AUM 2,746 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
TACTICAL ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

Current Employers

Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-01-12

PR RA
APPROVED

Since 2018-01-12

Branch Locations

31 Calaf St, Hato Rey, PR 00918 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Santander Securities	Guaynabo	PR	07/2006	09/2017
Nationwide Planning Associates, Inc	Hato Rey	PR	09/2017	Present

07/2006 → 09/2017

Santander Securities

Guaynabo, PR
09/2017 → Present

Nationwide Planning Associates, Inc

Hato Rey, PR

Previous Registrations

2017-09-01 → 2017-12-31

Npa Asset Management, Llc

Hato Rey, PR

Fair Lawn, NJ
2010-03-23 → 2017-09-01

Santander Securities Llc

Boston, MA

Bayamon, PR

Manati, PR

Vega Baja, PR

Arecibo, PR

San Juan, PR

Ponce, PR

Other Businesses

INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-22
S63	Uniform Securities Agent State Law Examination	1999-10-18

S65 Uniform Investment Adviser Law Examination

1999-11-22
S63 Uniform Securities Agent State Law Examination

1999-10-18

Other Names

Eduardo J Pou Monagas
Eduardo Jose Pou

View on SEC IAPD