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Suzannah Katrine Gusukuma

Mml Investors Services, LLC

Bellingham, WA

Springfield, MA

CRD 4925101

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-03-25
  • WA RA
    APPROVED
    Since 2017-03-25

Branch Locations

Bellingham, WA • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Fort Lauderdale FL 06/2004 03/2017
Metlife Securities, Inc Fort Lauderdale FL 06/2004 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Bellingham WA 03/2017 Present
  • 06/2004 → 03/2017
    Metlife
    Fort Lauderdale, FL
  • 06/2004 → 03/2017
    Metlife Securities, Inc
    Fort Lauderdale, FL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Bellingham, WA
Previous Registrations
  • 2014-08-19 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Ladson, SC
    Springfield, MA
    Aurora, IL
    Bellingham, WA
    Bellingham, WA
Other Businesses

1) Owner- Lightning Tree Designs-handmade arts/crafts and products-from Bellingham, WA-80hrs monthly, nonsecurities-since 4/1/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-18
  • S66 Uniform Combined State Law Examination
    2014-08-18
Other Names
  • Suzannah K Gusukuma
  • Suzannah Katrine Weber
  • Suzannah K Weber
  • Suzannah Gusukuma

View on SEC IAPD

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