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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-03-25 |
Branch Locations
Bellingham, WA • United States
1295 State Street, Springfield, MA 01111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife | Fort Lauderdale | FL | 06/2004 | 03/2017 |
| Metlife Securities, Inc | Fort Lauderdale | FL | 06/2004 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Bellingham | WA | 03/2017 | Present |
1) Owner- Lightning Tree Designs-handmade arts/crafts and products-from Bellingham, WA-80hrs monthly, nonsecurities-since 4/1/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-18 |
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