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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| VA | RA | APPROVED | 2024-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hopkinton High School | Hopkinton | MA | 08/2014 | 05/2018 |
| Shawnee Peak | Bridgton | ME | 12/2014 | 01/2022 |
| Marty'S Fine Wine | Hopkinton | MA | 05/2019 | 01/2020 |
| Sodexo | Biddeford | ME | 02/2019 | 08/2019 |
| Marlborough Nutrition | Marlborough | MA | 06/2020 | 08/2020 |
| Herbalife | Hopkinton | MA | 06/2020 | 08/2020 |
| Parkhurst | Biddeford | ME | 09/2020 | 05/2022 |
| Just For The Beach Rentals | Corolla | NC | 05/2021 | 09/2022 |
| Mint Julep Boutique | Auburn | AL | 10/2022 | 12/2022 |
| Fidelity Investments | Jacksonville | FL | 01/2023 | 05/2024 |
| University Of New England | Biddeford | ME | 08/2018 | 05/2022 |
| Pension Professionals | Biddeford | ME | 08/2021 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport News | VA | 06/2024 | Present |
| Unemployed | Yorktown | VA | 05/2024 | 06/2024 |
| Southern New Hampshire University | Manchester | NH | 09/2023 | Present |
| Bank Of America, N.A. | Newport News | VA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-13 |
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