Samuel Lewis Sernett

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 06/2020 → 08/2020
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 05/2019 → 08/2019
  Post Holdings, Inc.
  Emeryville, CA
• 05/2018 → 08/2018
  Orinda Shell Auto Care
  Orinda, CA
• 06/2017 → 08/2017
  Skyhawks Sports Academy
  Orinda, CA
• 08/2017 → 07/2021
  Student
  Fort Collins, CO
• 01/2010 → 06/2017
  Student
  Orinda, CA
• 06/2023 → Present
  Charles Schwab Bank, Ssb
  Lone Tree, CO
• 06/2023 → Present
  Charles Schwab Premier Bank, Ssb
  Lone Tree, CO
• 06/2023 → Present
  Charles Schwab Trust Company, Ssb
  Lone Tree, CO

Exams

• S66 Uniform Combined State Law Examination
  2022-06-07

Other Names

• Sam Sernett
• Samuel Sernett