Keandra S Hughes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 05/2022
  Wells Fargo Clearing Services, Llc
  Cornelius, NC
• 06/2015 → 05/2022
  Wells Fargo Bank, N.A.
  Cornelius, NC
• 10/2016 → 01/2017
  Ut Physicians
  Houston, TX
• 08/2014 → 05/2017
  Texas Southern University
  Houston, TX
• 04/2022 → 08/2024
  Minority Women In Banking
  Charlotte, NC
• 05/2022 → 12/2022
  Jp Morgan Chase Bank, N.A.
  Charlotte, NC
• 05/2022 → 12/2022
  Jp Morgan Securities, Llc
  Charlotte, NC
• 05/2022 → 08/2024
  Clear View Events
  Charlotte, NC
• 12/2022 → 01/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 10/2023 → 01/2024
  Bank Of America, N.A.
  Charlotte, NC
• 01/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 01/2024 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2022-06-06 → 2023-01-04
  J.P. Morgan Securities Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2022-03-01 → 2022-05-24
  Wells Fargo Clearing Services, Llc
  Cornelius, NC
  Charlotte, NC

Other Businesses

I*1570294; For profit or not for profit: Entity For Profit; Name of outside business organization: Lemon and Honey Hill; Investment related: N; Address of business: Charlotte, North Carolina, 28269 Nature of business: Sole Proprietorship Position, title, association: Owner; Start date of relationship: 5/1/2022; Number of hours devoted: 5 hours Monthly; Number of hours devoted during trading hours: 0; Duties: Pop-up luxury picnic setup I am the owner of this sole-prop business that was approved upon hire as an outside business activity. I also provide baked goods such as cakes and cookies during the picnics. I changed the name of the business so I'm having to resubmit a new request because the previous approved request doesn't allow me to edit the name.

Exams

• S66 Uniform Combined State Law Examination
  2022-02-28

Other Names

• Keandra S Carroll
• Keandra Carroll
• Keandra Shante Carroll