Best Investors Account Sign in

James J Hagedorn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bala Cynwyd, PA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-20
  • PA RA
    APPROVED
    Since 2026-01-20

Branch Locations

2 Bala Plz, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bala Cynwyd PA 08/2021 Present
Ace Reporters Inc Philadelphia PA 09/2015 12/2016
Investors Bank Short Hills NJ 12/2016 08/2021
Bank Of America, N.A. Bala Cynwyd PA 06/2026 Present
  • 08/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bala Cynwyd, PA
  • 09/2015 → 12/2016
    Ace Reporters Inc
    Philadelphia, PA
  • 12/2016 → 08/2021
    Investors Bank
    Short Hills, NJ
  • 06/2026 → Present
    Bank Of America, N.A.
    Bala Cynwyd, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-18
S63 Uniform Securities Agent State Law Examination 2025-03-14
  • S65 Uniform Investment Adviser Law Examination
    2025-07-18
  • S63 Uniform Securities Agent State Law Examination
    2025-03-14
Other Names
  • Jimmy Hagedorn

View on SEC IAPD

Other Firms

AWH FINANCIAL, LLC
PST ADVISORS, LLC
EQUITABLE ADVISORS, LLC
OSAIC WEALTH, INC.
OUP MANAGEMENT CO., LLC
RADCLIFFE CAPITAL MANAGEMENT, L.P.
OVP MANAGEMENT CO., LLC
MINERVA ADVISORS LLC

Other Investors

SETH Andrew KAMENS
CHAD WAYNE REED
Timothy Patrick Clifford
Jeannette Marie Jeffers
RUSSELL ANTHONY MURRAY
Ricardo Eduardo Vielledent
Hailey Burroughs Ellis
Michelle Josephine Graham

Other Offices

AWH FINANCIAL, LLC · BALA CYNWYD, PA
PST ADVISORS, LLC · BALA CYNWYD, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHILADELPHIA, PA
OSAIC WEALTH, INC. · Bala Cynwyd, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
OUP MANAGEMENT CO., LLC · BALA CYNWYD, PA

More in Bala Cynwyd, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor