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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-10
  • IL RA
    APPROVED
    Since 2021-12-10

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Red Bank, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookdale Community College Lincroft NJ 04/2019 06/2020
Food Lion Conway SC 11/2017 01/2018
Butcher'S Block Long Branch NJ 07/2020 02/2021
Il Nido Marlboro NJ 02/2019 03/2019
Osteria Marlboro NJ 04/2019 11/2019
Cuzins Marlboro NJ 01/2018 11/2018
Croissants Myrtle Beach SC 09/2017 10/2018
U.S. Army N/A NJ 11/2013 11/2021
First Trust Portfolios L.P. Wheaton IL 08/2021 Present
Firs Trust Advisors L.P. Wheaton IL 08/2021 Present
  • 04/2019 → 06/2020
    Brookdale Community College
    Lincroft, NJ
  • 11/2017 → 01/2018
    Food Lion
    Conway, SC
  • 07/2020 → 02/2021
    Butcher'S Block
    Long Branch, NJ
  • 02/2019 → 03/2019
    Il Nido
    Marlboro, NJ
  • 04/2019 → 11/2019
    Osteria
    Marlboro, NJ
  • 01/2018 → 11/2018
    Cuzins
    Marlboro, NJ
  • 09/2017 → 10/2018
    Croissants
    Myrtle Beach, SC
  • 11/2013 → 11/2021
    U.S. Army
    N/A, NJ
  • 08/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2021 → Present
    Firs Trust Advisors L.P.
    Wheaton, IL
Other Businesses

OTHER BUSINESS NAME: LUPA LLC. LOCATION: ENGLISHTOWN, NJ. NATURE OF BUSINESS: RESTAURANT. POSITION OR TITLE: SILENT PARTNER. RESPONSIBILITIES: NONE. START DATE: JUN 15, 2026. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-09
S63 Uniform Securities Agent State Law Examination 2021-11-15
  • S66 Uniform Combined State Law Examination
    2021-12-09
  • S63 Uniform Securities Agent State Law Examination
    2021-11-15

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