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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-10 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Red Bank, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookdale Community College | Lincroft | NJ | 04/2019 | 06/2020 |
| Food Lion | Conway | SC | 11/2017 | 01/2018 |
| Butcher'S Block | Long Branch | NJ | 07/2020 | 02/2021 |
| Il Nido | Marlboro | NJ | 02/2019 | 03/2019 |
| Osteria | Marlboro | NJ | 04/2019 | 11/2019 |
| Cuzins | Marlboro | NJ | 01/2018 | 11/2018 |
| Croissants | Myrtle Beach | SC | 09/2017 | 10/2018 |
| U.S. Army | N/A | NJ | 11/2013 | 11/2021 |
| First Trust Portfolios L.P. | Wheaton | IL | 08/2021 | Present |
| Firs Trust Advisors L.P. | Wheaton | IL | 08/2021 | Present |
OTHER BUSINESS NAME: LUPA LLC. LOCATION: ENGLISHTOWN, NJ. NATURE OF BUSINESS: RESTAURANT. POSITION OR TITLE: SILENT PARTNER. RESPONSIBILITIES: NONE. START DATE: JUN 15, 2026. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-15 |
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