James M Branan

CRD 7432296

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-11
NC	RA	APPROVED	2021-12-13

TX RA
APPROVED

Since 2022-01-11
NC RA
APPROVED

Since 2021-12-13

Branch Locations

300 Health Park Drive Suite 112, Garner, NC 27529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2021	Present
Cornwell Quality Tools	Seville	OH	04/2001	04/2021
Unemployed / Covid	Raleigh	NC	05/2021	08/2021

09/2021 → Present

Edward Jones

St Louis, MO
04/2001 → 04/2021

Cornwell Quality Tools

Seville, OH
05/2021 → 08/2021

Unemployed / Covid

Raleigh, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-09

S66 Uniform Combined State Law Examination

2021-12-09

Other Names

James Michael Branan
James Michael Branan

View on SEC IAPD

Nearby Firms

PRINCIPAL SECURITIES, INC.

PFS INVESTMENTS INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CHARLES CURTIS CALLOWAY

Nearby Offices

PRINCIPAL SECURITIES, INC. · GARNER, NC

PFS INVESTMENTS INC. · GARNER, NC

STATE FARM INVESTMENT MANAGEMENT CORP. · Garner, NC

More in Garner, NC

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