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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-02-12 |
| NY | RA | APPROVED | 2025-12-08 |
Branch Locations
470 Park Avenue South, New York, NY 10016 • United States
1825 K St Nw, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Akuna Capital Australia | Sydney | 08/2021 | 12/2022 | |
| Spacer.cOm Inc | Baltimore | MD | 08/2017 | 07/2021 |
| Rubenstein Partners | Philadelphia | PA | 06/2020 | 08/2020 |
| Elementary And High School Student | Silver Spring | MD | 10/2011 | 07/2017 |
| Pruco Securities Llc | New York | NY | 02/2024 | 05/2024 |
| Self Employed | Toms River | NJ | 01/2023 | 01/2024 |
| The Prudential Insurance Company Of America | New York | NY | 05/2024 | 05/2024 |
| Amalgamated Bank | Washington | DC | 12/2025 | Present |
| Osaic Institutions, Inc. | Meriden | CT | 12/2025 | Present |
| Harder For Congress | Manteca | CA | 05/2024 | 12/2025 |
| Harder For Congress | Stockton | CA | 05/2024 | 12/2025 |
1.) Bruria Hammer-Bleich Trust . Yes, investment related. Trustee on Trust Account. Started in 2023. Less than 1 hour per month. Less than 1 hour during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-26 |
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