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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-06 |
Branch Locations
5001 Celebration Pointe Suite 120, Gainesville, FL 32608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Coral Springs | FL | 02/2005 | 03/2018 |
| Transamerica Retirement Advisors, Llc | Tamarac | FL | 04/2018 | 09/2022 |
| Transamerica Investors Securities Corporation | Tamarac | FL | 04/2018 | 09/2022 |
| Tiaa | Tamarac | FL | 09/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Tamarac | FL | 09/2022 | Present |
| Scottrade Investment Management | Coral Springs | FL | 03/2017 | 03/2018 |
REAL ESTATE POSITION: Real Estate Sales Associate NATURE: Real Estate sales transactions and investments - The K Company DBA LoKation Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2005 ADDRESS: 1500 E Atlantic Bldv. Suite B, Pompano Beach FL 33060, United States DESCRIPTION: Real Estate sales and investments
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-08 |
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