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Janice Mercado Ponce

J.P. Morgan Securities LLC

West Harrison, NY

West Harrison, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-23
TX RA APPROVED 2024-07-22
NY RA APPROVED 2024-07-19
  • NJ RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED
    Since 2024-07-22
  • NY RA
    APPROVED
    Since 2024-07-19

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. West Harrison NY 08/2021 Present
J.P. Morgan Securities Llc West Harrison NY 08/2021 Present
Jos A Bank Scarsdale NY 03/2013 07/2021
  • 08/2021 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
  • 08/2021 → Present
    J.P. Morgan Securities Llc
    West Harrison, NY
  • 03/2013 → 07/2021
    Jos A Bank
    Scarsdale, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-19
S63 Uniform Securities Agent State Law Examination 2022-01-21
  • S66 Uniform Combined State Law Examination
    2024-07-19
  • S63 Uniform Securities Agent State Law Examination
    2022-01-21
Other Names
  • Janice Ponce
  • Janice Mercado
  • Janice Mercado Ponce
  • Janice Caramihan Mercado Ponce

View on SEC IAPD

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Other Offices

FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY
SUMMIT FINANCIAL, LLC · WHITE PLAINS, NY
OSAIC WEALTH, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY

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