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Janice Mercado Ponce

J.P. Morgan Securities LLC

West Harrison, NY

West Harrison, NY

CRD 7431574

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-23
TX RA APPROVED 2024-07-22
NY RA APPROVED 2024-07-19
  • NJ RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED
    Since 2024-07-22
  • NY RA
    APPROVED
    Since 2024-07-19

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. West Harrison NY 08/2021 Present
J.P. Morgan Securities Llc West Harrison NY 08/2021 Present
Jos A Bank Scarsdale NY 03/2013 07/2021
  • 08/2021 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
  • 08/2021 → Present
    J.P. Morgan Securities Llc
    West Harrison, NY
  • 03/2013 → 07/2021
    Jos A Bank
    Scarsdale, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-19
S63 Uniform Securities Agent State Law Examination 2022-01-21
  • S66 Uniform Combined State Law Examination
    2024-07-19
  • S63 Uniform Securities Agent State Law Examination
    2022-01-21
Other Names
  • Janice Ponce
  • Janice Mercado
  • Janice Mercado Ponce
  • Janice Caramihan Mercado Ponce

View on SEC IAPD

Nearby Firms

FOREPONT CAPITAL LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Nearby Investors

RICHARD PETER ADLER
BRUCE IRA GREENBERG
George L Rioseco

Nearby Offices

FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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