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Lucia Uribe

Jefferies Investment Advisers LLC

Miami, FL

Miami, FL

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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-23
DC RA APPROVED 2025-10-31
OR RA APPROVED 2025-10-28
AZ RA APPROVED 2025-10-08
WV RA APPROVED 2025-09-23
ND RA APPROVED 2025-09-22
UT RA APPROVED 2025-09-22
GA RA APPROVED 2025-09-19
NV RA APPROVED 2025-09-19
NJ RA APPROVED 2025-09-19
NM RA APPROVED 2025-09-19
SD RA APPROVED 2025-09-19
VI RA APPROVED 2025-09-19
AL RA APPROVED 2025-09-18
AK RA APPROVED 2025-09-18
AR RA APPROVED 2025-09-18
CA RA APPROVED 2025-09-18
CO RA APPROVED 2025-09-18
CT RA APPROVED 2025-09-18
DE RA APPROVED 2025-09-18
HI RA APPROVED 2025-09-18
ID RA APPROVED 2025-09-18
IL RA APPROVED 2025-09-18
IN RA APPROVED 2025-09-18
IA RA APPROVED 2025-09-18
KS RA APPROVED 2025-09-18
KY RA APPROVED 2025-09-18
LA RA APPROVED 2025-09-18
ME RA APPROVED 2025-09-18
MD RA APPROVED 2025-09-18
MI RA APPROVED 2025-09-18
MN RA APPROVED 2025-09-18
MS RA APPROVED 2025-09-18
MO RA APPROVED 2025-09-18
MT RA APPROVED 2025-09-18
NE RA APPROVED 2025-09-18
NH RA APPROVED 2025-09-18
NC RA APPROVED 2025-09-18
OH RA APPROVED 2025-09-18
OK RA APPROVED 2025-09-18
PA RA APPROVED 2025-09-18
PR RA APPROVED 2025-09-18
RI RA APPROVED 2025-09-18
SC RA APPROVED 2025-09-18
TX RA APPROVED 2025-09-18
VT RA APPROVED 2025-09-18
VA RA APPROVED 2025-09-18
WA RA APPROVED 2025-09-18
WI RA APPROVED 2025-09-18
WY RA APPROVED 2025-09-18
FL RA APPROVED 2024-08-28
NY RA APPROVED 2024-08-26
  • MA RA
    APPROVED
    Since 2026-01-23
  • DC RA
    APPROVED
    Since 2025-10-31
  • OR RA
    APPROVED
    Since 2025-10-28
  • AZ RA
    APPROVED
    Since 2025-10-08
  • WV RA
    APPROVED
    Since 2025-09-23
  • ND RA
    APPROVED
    Since 2025-09-22
  • UT RA
    APPROVED
    Since 2025-09-22
  • GA RA
    APPROVED
    Since 2025-09-19
  • NV RA
    APPROVED
    Since 2025-09-19
  • NJ RA
    APPROVED
    Since 2025-09-19
  • NM RA
    APPROVED
    Since 2025-09-19
  • SD RA
    APPROVED
    Since 2025-09-19
  • VI RA
    APPROVED
    Since 2025-09-19
  • AL RA
    APPROVED
    Since 2025-09-18
  • AK RA
    APPROVED
    Since 2025-09-18
  • AR RA
    APPROVED
    Since 2025-09-18
  • CA RA
    APPROVED
    Since 2025-09-18
  • CO RA
    APPROVED
    Since 2025-09-18
  • CT RA
    APPROVED
    Since 2025-09-18
  • DE RA
    APPROVED
    Since 2025-09-18
  • HI RA
    APPROVED
    Since 2025-09-18
  • ID RA
    APPROVED
    Since 2025-09-18
  • IL RA
    APPROVED
    Since 2025-09-18
  • IN RA
    APPROVED
    Since 2025-09-18
  • IA RA
    APPROVED
    Since 2025-09-18
  • KS RA
    APPROVED
    Since 2025-09-18
  • KY RA
    APPROVED
    Since 2025-09-18
  • LA RA
    APPROVED
    Since 2025-09-18
  • ME RA
    APPROVED
    Since 2025-09-18
  • MD RA
    APPROVED
    Since 2025-09-18
  • MI RA
    APPROVED
    Since 2025-09-18
  • MN RA
    APPROVED
    Since 2025-09-18
  • MS RA
    APPROVED
    Since 2025-09-18
  • MO RA
    APPROVED
    Since 2025-09-18
  • MT RA
    APPROVED
    Since 2025-09-18
  • NE RA
    APPROVED
    Since 2025-09-18
  • NH RA
    APPROVED
    Since 2025-09-18
  • NC RA
    APPROVED
    Since 2025-09-18
  • OH RA
    APPROVED
    Since 2025-09-18
  • OK RA
    APPROVED
    Since 2025-09-18
  • PA RA
    APPROVED
    Since 2025-09-18
  • PR RA
    APPROVED
    Since 2025-09-18
  • RI RA
    APPROVED
    Since 2025-09-18
  • SC RA
    APPROVED
    Since 2025-09-18
  • TX RA
    APPROVED
    Since 2025-09-18
  • VT RA
    APPROVED
    Since 2025-09-18
  • VA RA
    APPROVED
    Since 2025-09-18
  • WA RA
    APPROVED
    Since 2025-09-18
  • WI RA
    APPROVED
    Since 2025-09-18
  • WY RA
    APPROVED
    Since 2025-09-18
  • FL RA
    APPROVED
    Since 2024-08-28
  • NY RA
    APPROVED
    Since 2024-08-26

Branch Locations

Miami, FL • United States

1450 Brickell Ave Suite 1710, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc Miami FL 04/2024 Present
Florida International University Miami FL 08/2019 05/2023
Adp Miami FL 01/2023 05/2023
Morgan Stanley Aventura FL 09/2021 12/2022
Rosetta Bakery Miami FL 01/2021 07/2021
Trini Salon And Spa Miami FL 06/2019 12/2019
Carmen Sol Miami FL 02/2019 06/2019
Gymnasium Leonhard Basel 08/2013 06/2018
Extended Travel Miami FL 06/2018 02/2019
Extended Travel Miami FL 05/2023 03/2024
Jefferies Investment Advisers Llc Miami FL 04/2024 Present
  • 04/2024 → Present
    Jefferies Llc
    Miami, FL
  • 08/2019 → 05/2023
    Florida International University
    Miami, FL
  • 01/2023 → 05/2023
    Adp
    Miami, FL
  • 09/2021 → 12/2022
    Morgan Stanley
    Aventura, FL
  • 01/2021 → 07/2021
    Rosetta Bakery
    Miami, FL
  • 06/2019 → 12/2019
    Trini Salon And Spa
    Miami, FL
  • 02/2019 → 06/2019
    Carmen Sol
    Miami, FL
  • 08/2013 → 06/2018
    Gymnasium Leonhard
    Basel
  • 06/2018 → 02/2019
    Extended Travel
    Miami, FL
  • 05/2023 → 03/2024
    Extended Travel
    Miami, FL
  • 04/2024 → Present
    Jefferies Investment Advisers Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-26
  • S66 Uniform Combined State Law Examination
    2024-08-26

View on SEC IAPD

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