Inactive

John Connor Doak

Riverwater Partners LLC

CRD 7431241

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Employer firm

Riverwater Partners LLC CRD 283540

$661M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Riverwater Partners Llc

1433 N. Water Street Suite 303, Milwaukee, WI 53202 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-10-15

WI RA
APPROVED

Since 2021-10-15

Branch Locations

1433 N. Water Street Suite 303, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Riverwater Partners, Llc	Milwaukee	WI	04/2021	Present
U.S. Bank	Minneapolis	MN	06/2018	04/2021
Full Time Student	St. Paul	MN	06/2014	05/2018

04/2021 → Present

Riverwater Partners, Llc

Milwaukee, WI
06/2018 → 04/2021

U.S. Bank

Minneapolis, MN
06/2014 → 05/2018

Full Time Student

St. Paul, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-15

S65 Uniform Investment Adviser Law Examination

2021-10-15

View on SEC IAPD

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Nearby Investors

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Nearby Offices

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