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John Connor Doak

Riverwater Partners LLC

Milwaukee, WI

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Current Employers
Riverwater Partners Llc

1433 N. Water Street Suite 303, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-10-15
  • WI RA
    APPROVED
    Since 2021-10-15

Branch Locations

1433 N. Water Street Suite 303, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverwater Partners, Llc Milwaukee WI 04/2021 Present
U.S. Bank Minneapolis MN 06/2018 04/2021
Full Time Student St. Paul MN 06/2014 05/2018
  • 04/2021 → Present
    Milwaukee, WI
  • 06/2018 → 04/2021
    U.S. Bank
    Minneapolis, MN
  • 06/2014 → 05/2018
    Full Time Student
    St. Paul, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-15
  • S65 Uniform Investment Adviser Law Examination
    2021-10-15

View on SEC IAPD

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