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432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-21 |
| TX | RA | APPROVED | 2024-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Paramus | NJ | 11/2021 | 08/2024 |
| Kfw Ipex Bank North American Representative Office | New York | NY | 06/2007 | 12/2020 |
| College Point Tax Service | Glen Ridge | NJ | 05/1996 | Present |
| The Prudential Insurance Company Of America | Paramus | NJ | 09/2022 | 08/2024 |
| Packerland Brokerage Services | Green Bay | WI | 08/2024 | Present |
RENTAL PROPERTY POSITION: Co-Owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1997 ADDRESS: 25-40 #11B, Shore Blvd, Astoria NY 11101, United States DESCRIPTION: Collecting rent and resolving tenant issues HARVEY WHITING TRUST AND ESTATE POSITION: Trustee and Executor NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 26 Douglas Road, Glen Ridge NJ 07028, United States DESCRIPTION: Payments of debts incurred by the trust, management of trust assets, and liquidation of the trust persuant to the trust instrument. RENTAL PROPERTY POSITION: Partner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2003 ADDRESS: Carlos Quijano 1234/#1005, Mpntevideo , United States DESCRIPTION: Collect rent and resolve any tenant issues COLLEGE POINT TAX SERVICE POSITION: Sole proprietor NATURE: Tax preperation INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: 26 Douglas Road, Glen Ridge NJ 07028, United States DESCRIPTION: Prepare taxes on weekends and evenings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-26 |
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