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CRD 7431215
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-28 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Multi-Cinema (Amc) | Montebello | CA | 07/2017 | 06/2019 |
| Ross | Alhambra | CA | 06/2021 | 08/2021 |
| Robinhood | Chico | CA | 08/2021 | 07/2022 |
| Unemployed | Alhambra | CA | 11/2010 | 06/2017 |
| Don Bosco Technical Institute | Alhambra | CA | 07/2019 | 05/2021 |
| California State University | Chico | CA | 08/2022 | 06/2023 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2023 | Present |
LA PENSION PLANNERS POSITION: Registered Representative NATURE: Financial Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/1/2023 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: DBA/ Financial Services. LIFE & HEALTH INSURANCE POSITION: Financial Professional NATURE: Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 5/1/2022 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: Life Insurance sales to customers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-07 |
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