Stephen P Kain

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-30
NJ	RA	APPROVED	2023-09-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hms Ferries, Inc.	New Albany	IN	07/2017	08/2021
Parkops, Llc.	Voorhees	NJ	08/2020	03/2021
Equitable Advisors, Llc	New York	NY	08/2021	03/2022
Rutgers University	New Brunswick	NJ	08/2017	04/2020
Gloucster City School District	Gloucester City	NJ	06/2017	08/2017
Steve's Landscaping	Gloucester	NJ	04/2012	05/2020
Starbucks	Deptford	NJ	01/2022	03/2022
New York Life	Bala Cynwyd	PA	03/2022	05/2023
Nyl Securities Llc.	Bala Cynwyd	PA	03/2022	05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mount Laurel	NJ	08/2023	Present
Hms Ferries Inc.	Camden	NJ	05/2023	08/2023
Bank Of America, N.A.	Mount Laurel	NJ	10/2023	Present

07/2017 → 08/2021

Hms Ferries, Inc.

New Albany, IN
08/2020 → 03/2021

Parkops, Llc.

Voorhees, NJ
08/2021 → 03/2022

Equitable Advisors, Llc

New York, NY
08/2017 → 04/2020

Rutgers University

New Brunswick, NJ
06/2017 → 08/2017

Gloucster City School District

Gloucester City, NJ
04/2012 → 05/2020

Steve's Landscaping

Gloucester, NJ
01/2022 → 03/2022

Starbucks

Deptford, NJ
03/2022 → 05/2023

New York Life

Bala Cynwyd, PA
03/2022 → 05/2023

Nyl Securities Llc.

Bala Cynwyd, PA
08/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Laurel, NJ
05/2023 → 08/2023

Hms Ferries Inc.

Camden, NJ
10/2023 → Present

Bank Of America, N.A.

Mount Laurel, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-15

Other Firms