Stephen P Kain

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 08/2021
  Hms Ferries, Inc.
  New Albany, IN
• 08/2020 → 03/2021
  Parkops, Llc.
  Voorhees, NJ
• 08/2021 → 03/2022
  Equitable Advisors, Llc
  New York, NY
• 08/2017 → 04/2020
  Rutgers University
  New Brunswick, NJ
• 06/2017 → 08/2017
  Gloucster City School District
  Gloucester City, NJ
• 04/2012 → 05/2020
  Steve's Landscaping
  Gloucester, NJ
• 01/2022 → 03/2022
  Starbucks
  Deptford, NJ
• 03/2022 → 05/2023
  New York Life
  Bala Cynwyd, PA
• 03/2022 → 05/2023
  Nyl Securities Llc.
  Bala Cynwyd, PA
• 08/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Laurel, NJ
• 05/2023 → 08/2023
  Hms Ferries Inc.
  Camden, NJ
• 10/2023 → Present
  Bank Of America, N.A.
  Mount Laurel, NJ

Previous Registrations

• 2021-09-28 → 2022-03-14
  Equitable Advisors, Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2021-06-15

Other Names

• Stephen Kain
• Stephen Paul Kain