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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-04 |
Branch Locations
Diamond Bar, CA • United States
3333 Michelson Drive Suite 300, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Propy Inc | Palo Alto | CA | 06/2020 | 06/2021 |
| Stands Labs | Miami | FL | 04/2013 | 08/2018 |
| Baires Dev | San Francisco | CA | 04/2019 | 02/2020 |
| Unemployed | San Francisco | CA | 03/2020 | 05/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2021 | 04/2022 |
| Edward Jones | St Louis | MO | 06/2022 | 03/2023 |
| Unemployed | San Francisco | CA | 09/2018 | 03/2019 |
| Massmutual Life Insurance Company | Irvine | CA | 04/2023 | Present |
| Mml Investors Services Llc | Irvine | CA | 05/2023 | Present |
| Unemployed | San Francisco | CA | 05/2022 | 05/2022 |
| Unemployed | San Francisco | CA | 07/2021 | 07/2021 |
NAME: PAUL KAYE INV REL: Y ADD: RESIDENTIAL NATURE: INVESTMENT PROPERTY POSITION: OWNER START DATE: 1/1/2023 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGE PROPERTY/ COLLECT RENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-21 |
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