Best Investors Account Sign in
Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-04
  • CA RA
    APPROVED
    Since 2024-01-04

Branch Locations

Diamond Bar, CA • United States

3333 Michelson Drive Suite 300, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Propy Inc Palo Alto CA 06/2020 06/2021
Stands Labs Miami FL 04/2013 08/2018
Baires Dev San Francisco CA 04/2019 02/2020
Unemployed San Francisco CA 03/2020 05/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2021 04/2022
Edward Jones St Louis MO 06/2022 03/2023
Unemployed San Francisco CA 09/2018 03/2019
Massmutual Life Insurance Company Irvine CA 04/2023 Present
Mml Investors Services Llc Irvine CA 05/2023 Present
Unemployed San Francisco CA 05/2022 05/2022
Unemployed San Francisco CA 07/2021 07/2021
  • 06/2020 → 06/2021
    Propy Inc
    Palo Alto, CA
  • 04/2013 → 08/2018
    Stands Labs
    Miami, FL
  • 04/2019 → 02/2020
    Baires Dev
    San Francisco, CA
  • 03/2020 → 05/2020
    Unemployed
    San Francisco, CA
  • 08/2021 → 04/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2022 → 03/2023
    St Louis, MO
  • 09/2018 → 03/2019
    Unemployed
    San Francisco, CA
  • 04/2023 → Present
    Massmutual Life Insurance Company
    Irvine, CA
  • 05/2023 → Present
    Irvine, CA
  • 05/2022 → 05/2022
    Unemployed
    San Francisco, CA
  • 07/2021 → 07/2021
    Unemployed
    San Francisco, CA
Previous Registrations
  • 2022-07-12 → 2023-03-27
    St Louis, MO
    San Francisco, CA
    Piedmont, CA
    Ladera Ranch, CA
Other Businesses

NAME: PAUL KAYE INV REL: Y ADD: RESIDENTIAL NATURE: INVESTMENT PROPERTY POSITION: OWNER START DATE: 1/1/2023 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGE PROPERTY/ COLLECT RENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-11
S63 Uniform Securities Agent State Law Examination 2022-01-21
  • S66 Uniform Combined State Law Examination
    2022-07-11
  • S63 Uniform Securities Agent State Law Examination
    2022-01-21
Other Names
  • Paul Kaye

View on SEC IAPD

More in Diamond Bar, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor