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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-11 |
Branch Locations
Chula Vista, CA • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Costco Wholesale | Chula Vista | CA | 11/2019 | 01/2020 |
| Y&M Wholesale | National City | CA | 02/2017 | 08/2019 |
| Jorge Martinez Tile Setter | San Diego | CA | 02/2014 | 01/2017 |
| San Diego State University | San Diego | CA | 02/2020 | 08/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2021 | 06/2023 |
| Unemployment | Chula Vista | CA | 09/2020 | 05/2021 |
| San Diego State University | San Diego | CA | 08/2018 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 07/2023 | 01/2025 |
| Southwestern College | Chula Vista | CA | 08/2013 | 05/2018 |
| Bank Of America N.A. | San Diego | CA | 08/2023 | 01/2025 |
| Lpl Financial Llc | San Diego | CA | 12/2025 | Present |
| Boston University | Boston | MA | 08/2024 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
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