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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-04-10
  • MI RA
    APPROVED
    Since 2024-04-10

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ilitch Sports And Entertainment- Detroit Tigers Detroit MI 05/2015 09/2021
Ubs Financial Services Birmingham MI 10/2021 Present
  • 05/2015 → 09/2021
    Ilitch Sports And Entertainment- Detroit Tigers
    Detroit, MI
  • 10/2021 → Present
    Ubs Financial Services
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-10
  • S66 Uniform Combined State Law Examination
    2024-04-10
Other Names
  • Courtney Ann Kaplan

View on SEC IAPD

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