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Staci L Smith

Ameriprise Financial Services, LLC

Shakopee, MN

Minneapolis,, MN

Minneapolis, MN

CRD 7430545

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-01-27
  • MN RA
    APPROVED
    Since 2022-01-27

Branch Locations

Shakopee, MN • United States

5221 Ameriprise Financial Center, Minneapolis,, MN 55474 • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bloomington MN 08/2021 12/2021
Wells Fargo Bank, Na Bloomington MN 11/2012 12/2021
Ameriprise Financial Services, Llc Minneapolis MN 01/2022 Present
  • 08/2021 → 12/2021
    Wells Fargo Clearing Services, Llc
    Bloomington, MN
  • 11/2012 → 12/2021
    Wells Fargo Bank, Na
    Bloomington, MN
  • 01/2022 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-20
  • S66 Uniform Combined State Law Examination
    2022-01-20
Other Names
  • Staci Lee Munsterman
  • Staci L Smith
  • Staci Lee Smith

View on SEC IAPD

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