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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-06 |
| TX | RA | APPROVED | 2022-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 10/2021 | Present |
| State Employees Credit Union | Mocksville | NC | 01/2020 | 08/2021 |
| Lakeshore Pediatrics Center | Denver | NC | 10/2019 | 11/2019 |
| Winston-Salem State University | Winston-Salem | NC | 01/2019 | 12/2020 |
| Urgent Care Of Mountainview | Hickory | NC | 02/2019 | 09/2019 |
| Foot & Ankle Associates Inc | Mooresville | NC | 04/2018 | 01/2019 |
| Lowes Hardware | Greensboro | NC | 01/2017 | 10/2017 |
| Murphy Wainer Orthopedic | Greensboro | NC | 01/2015 | 05/2018 |
| Toms Foot And Ankle | Greensboro | NC | 09/2017 | 04/2018 |
| Vanguard Marketing Corporation | Charlotte | NC | 10/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 01/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-05 |
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