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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-22
  • MI RA
    APPROVED
    Since 2024-11-22

Branch Locations

31313 Northwestern Hwy., Suite 100, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2024 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2024 Present
Michigan Pension & Financial Inc Farmington Hills MI 08/2021 Present
Concord Hospitality Pittsburgh PA 07/2019 07/2021
Dietrich School Of Arts And Science Pittsburgh PA 10/2016 02/2018
Mad Mex (Restaurant) Pittsburgh PA 03/2018 08/2018
University Of Pittsburgh (Student) Pittsburgh PA 08/2016 01/2020
Pennsylvania Department Of Transportation: Mckean County Mount Alton PA 05/2017 08/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2025 Present
  • 11/2024 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 11/2024 → Present
    Fairfield, IA
  • 08/2021 → Present
    Michigan Pension & Financial Inc
    Farmington Hills, MI
  • 07/2019 → 07/2021
    Concord Hospitality
    Pittsburgh, PA
  • 10/2016 → 02/2018
    Dietrich School Of Arts And Science
    Pittsburgh, PA
  • 03/2018 → 08/2018
    Mad Mex (Restaurant)
    Pittsburgh, PA
  • 08/2016 → 01/2020
    University Of Pittsburgh (Student)
    Pittsburgh, PA
  • 05/2017 → 08/2017
    Pennsylvania Department Of Transportation: Mckean County
    Mount Alton, PA
  • 01/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1) MICHIGAN PENSION & FINANCIAL, 31313 Northwestern HWY, Suite 100, Farmington Hills MI 48334, 08/2025, Owner, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING. 2) HJ CAPITAL PARTNERS, LLC, 31313 Northwestern Hwy, Suite 100, Farmington Hills MI 48334, 08/2025, W2 Employee, Owner/Partner of a Business Entity, INV REL, 160 HR/MO, 160 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-18
S65 Uniform Investment Adviser Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2025-01-18
  • S65 Uniform Investment Adviser Law Examination
    2024-11-22
Other Names
  • Ben Jordan

View on SEC IAPD

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